Financial Services Regulatory Solicitor - Manchester

Location: Manchester
Experience: NQ to 1, 2-4 Years, 5-7 Years
Specialism: Banking/Finance Litigation, Compliance
Date Posted: August 06, 2018
Job ID: 919
Employment Type: Permanent

Financial Services Regulatory Solicitor - Manchester

This leading national firm has an excellent reputation for working for financial services firms.

The Financial Services Regulation team works across the counrty. The
team advises on financial regulatory matters for a number of high profile national and international firms. The team is highly focused on the financial industry, including retail banking, mortgages, investment services, commodities trading and e-commerce.

You will work as part of a team, advising clients on all key areas of regulatory compliance involving businesses, their directors and managers. You will be given great exposure within this
team and the opportunity to develop your own client contacts and shape your career.

You will be advising on the following:
Regulatory processes- authorisation, variation of permission, change of control, individual approvals and Principle 11 notifications; Existing and proposed changes to financial services legislation such as FSMA, MiFID II, Insurance Distribution Directive, PSD2 etc; All retail aspects of the FCA and PRA Handbooks of Rules and Guidance and in particular, systems and controls, conduct of business and FCA firm supervision.

If you are an Financial Services Regulatory Solicitor seeking a new role in Manchester then please contact Joe Gregory for further information.

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